CII Spring Meeting Attendees:
Broadridge Financial Solutions, Inc., is hosting a Regulatory Update Session at this year���s CII Spring Meeting.�� Please join us for an informative and interactive discussion.�� Audience participation is welcomed and encouraged.�� This session is open to all attendees.
Date:�� Thursday, May 8th, 2014
Time:��; 4:30 pm-6:00 pm
Location:�� Marriott Wardman Park, 2660 Woodley Road, NW, Washington DC
Session Room:���� Maryland A/B
Speakers:�� Keir Gumbs and Kerry Burke, Partners at Covington & Burling LLP
Keir and Kerry will provide legislative, regulatory and industry updates on topics including:
������������������ SEC Rulemaking
������������;������ Specialized Disclosures
������������������ Trends in Investor Due Diligence
������������������ Advisors Act Hot Topics
������������������ Form N-PX Developments
������������������ 2014 Annual Meetings and Proxy Season Developments
������������������ SEC Comment Letter Recent Trends and Hot Topics
�� �������������� Cyber Security
To register for this session, please use the following link:�� 2014 Broadridge Regulatory Update Session
Should you have any questions, please contact Katerina Katolis, Katerina.Katolis@broadridge.com, 516-254-7673; or Rosemary Kelly,�� rosemary.kelly@broadridge.com, 516-640-5186
We look forward to seeing you at the Session!
Kindest regards,
Rosemary
Rosemary Kelly
Vice President, Institutional Investor Relations
Investor Communication Solutions Division
Broadridge Financial Solutions, Inc.
516-640-5186 Office
516-242-7193�� Cell
516-746-0956�� Fax